Compliance Auditor Resume

Every organization drafts certain strategies to run business activities and regulate the routine functioning. However, it becomes difficult to keep a track of the activities and check if they are functioning as per the set plans or not. Hence, organizations employ specialized compliance auditors who evaluate the execution of activities as per the business plans. Their role is to ensure the employer is following regulations set by all the three governments – local, state, and federal. They may work independently or report to the compliance committee. They have to possess knowledge in business administration, laws, standards and documentations to interpret and understand the plans and activities. The important qualities required for compliance auditors are management, communication and controlling abilities.

Compliance Auditor Resume Example

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Terrence T. Jones
1696 Lighthouse Drive
Springfield, MO 65804
Phone: 417-300-4995
Email: ttjones@freemail.com

Career Objective:

To acquire the position of compliance auditor and contribute in an organization's growth by assisting in accurate execution of business activities as per the determined plans and objectives through comprehensive audit on financial and operational functions.

Summary of Skills:

• Over 3 years of experience in Auditing, Compliance, and Quality Assurance Auditing
• Excellent analytical, risk assessment, and organizational skills
• Ability to read and interpret business terms and conditions, contracts, and laws
• Strong attention to detail with abilities to coordinate activities and multi-task
• Outstanding abilities to work on computer, resolve problems, and take decisions

Work Experience:

Compliance Auditor
Fulltron Manufacturers, Springfield, MO
July 2013 - Present

• Analyzing regulatory complaints, lawsuits, and client complaints and providing suggestion to the Compliance Committee
• Maintaining company database and total regulatory compliance
• Performing audit of accounting, financial, and subcontracts for ensuring compliance with government regulations
• Providing guidance and direction to the account department on improving policies and procedures
• Performing audit on purchase orders and supply management policies and practices
• Liaising for internal and external audits and and implementing new processes

Compliance Auditor
Rainbow Company, Springfield, MO
March 2012 - June 2013

• Read, interpreted, and implemented legal rules and regulations for company governance
• Initiated and completed regular audits on inter-departmental functions
• Monitored and performed auditing on operational processes, documentation, and policies
• Identified and implemented correction action from cooperation of the management
• Improvised customer service by auditing logistic system and sales procedures
• Scheduled and executed audits as necessary and according to management's policies

Education:

• Bachelor's Degree in Quality Management
  Springfield University, Springfield, MO
  2011

Reference:

On request.